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Compliance Calendar as per Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“SEBI Listing Regulations 2015”) (Equity listed) for the quarter ended on 31st December, 2016

January 16, 2017
S. No Activities Regulations Acts / Regulations, etc. Compliance Due Date

Statement on Investor Complaints:

Specifying the number of investor complaints pending at the beginning of the quarter, those received during the quarter, disposed of during the quarter and those remaining unresolved at the end of the quarter.

13(3) SEBI Listing Regulations 2015 21st January, 2017

Compliance report on corporate governance:

In respect of the listed entity having paid up equity share capital exceeding Rs. 10 Crores and net worth exceeding Rs. 25 Crores, as on the last day of the previous financial year.

27(2) SEBI Listing Regulations 2015 15th January, 2017

Prior Intimation:

About the meeting of the Board of Directors considering the quarterly and year-to-date financial results.

29(1)(a) SEBI Listing Regulations 2015 At least 5 days in advance, excluding the date of the intimation and date of the meeting.
4. Outcome of Board Meeting Considering the Financial Results 30(6) SEBI Listing Regulations 2015 Within 30 minutes of the conclusion of the board meeting
5.  Statement showing holding of securities and shareholding pattern 31(1) SEBI Listing Regulations 2015 21st January, 2017

Financial results:

The listed entity shall submit quarterly and year-to-date financial results to the stock exchange within forty-five days of end of quarter

The quarterly and year-to-date financial results may be either audited or unaudited.

Limited Review Report (If Company is publishing Un-audited Financial results).

33 SEBI Listing Regulations 2015 14th February, 2017

Advertisements in Newspapers:

  1. notice of meeting of the board of directors where financial results shall be discussed
  2. financial results, as specified in regulation 33, along-with the modified opinion(s) or reservation(s), if any, expressed by the auditor:
  3. statements of deviation(s) or variation(s) (Regulation 32)
47(1) SEBI Listing Regulations 2015

Simultaneously with the submission to the stock exchange(s).

Published within 48 hours of conclusion of Board Meeting.

Simultaneously with the submission to the stock exchange(s).

8.  Reconciliation of Share Capital Audit (Formerly Known as Secretarial Audit Report) 55A SEBI (Depositories & Participants) Regulations, 1996 30th January, 2017


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