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Compliance Calendar for Listed Companies for the quarter ended on 30th June, 2013

S.No

Activities

Clause/ Regulation No.

Agreement/ Regulation etc.

Compliance Due Date

1.

Compliance Certificate on Corporate Governance

Clause 49(VI)(ii)

Listing Agreement

15th  July

2.

Shareholding Pattern

Clause 35

Listing Agreement

21st July

3.

Intimation for holding of Board Meeting for considering the unaudited quarterly financial results .

Clause 41(III)(a)

Listing Agreement

9 (Nine) days in advance of the Board Meeting

4.

Newspaper Advertisement about Board Meeting to consider quarterly financial results

Clause 41(III)(b)

Listing Agreement

9 (Nine) days in advance of the Board Meeting

5.

Announcement of quarterly financial Results by fax: 
(Simultaneously courier them to Stock Exchanges and display & upload  the results with stock exchange/send mail and also upload the results in company website

Clause 41

Listing Agreement

Within 15 minutes of the Closure of the Board meeting

6.

Publication of quarterly financial results in Newspapers

Clause 41

Listing Agreement

Within 48 hours of the conclusion of the Board Meeting

7.

Disclosure about the utilization of Issue Proceeds with the Notes to quarterly results (depending on the issues)

Clause 41 & 43

Listing Agreement

As a note to point no. 6

8.

Disclosure of Investor Complaints

Clause 41

Listing Agreement

As a note to Point No. 6

9.

Submission of Reconciliation Audit Certificate

Regulation 55A 

SEBI (Depositories &Partici-pants) Regulations, 1996

30th July, 2013 

10.

Limited Review Report (if the company is publishing unaudited financial results)

Clause 41

Listing Agreement

14th August, 2013

  • By CS P. Surya Prakash  0 Comments   

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