Compliance calendar for Listed Companies for the Quarter ending 30th June, 2012

Compliance Calendar for Listed Companies for the quarter ended on 30th June, 2012

S.No Activities Clause/ Regula-tion No. Agreement/ Regulation etc. Compliance Due Date
1. Compliance Certificate on Corporate Governance Clause 49 Listing Agreement 15th  July
2. Shareholding Pattern Clause 35 Listing Agreement 21st July
3. Intimation for holding of Board Meeting for considering the unaudited quarterly financial results . Clause 41 Listing Agreement 9 (Nine) days in advance of the Board Meeting
4. Newspaper Advertisement about Board Meeting to consider quarterly financial results Clause 41 Listing Agreement 9 (Nine) days in advance of the Board Meeting
5. Announcement of quarterly financial Results by fax:

(Simultaneously courier them to Stock Exchanges and display &upload the results with corporate filing &dissemina-tion system (CFDS).

Clause 41 Listing Agreement Within 15 minutes of the Closure of the Board meeting
6. Publication of quarterly financial results in Newspapers Clause 41 Listing Agreement Within 48 hours of the conclusion of the Board Meeting
7. Disclosure about the utilization of Issue Proceeds with the Notes to quarterly results (depending on the issues) Clause 41 & 43 Listing Agreement As a note to point no. 6
8. Disclosure of Investor Complaints Clause 41 Listing Agreement As a note to Point No. 6
9. Submission of Reconciliation Audit Certificate Regulation 55A

 

SEBI (Depositories &Partici-pants) Regulations, 1996 30th July, 2012

 

10. Limited Review Report (if the company is publishing unaudited financial results) Clause 41 Listing Agreement 14th August, 2012

 

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