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Listing Compliances – Quarter ended June 2016

July 16, 2016
S. No Activities Regulations Acts / Regulations, etc. Compliance Due Date
1.  Statement on Investor Complaints
Specifying the number of investor complaints pending at the beginning of the quarter, those received during the quarter, disposed of during the quarter and those remaining unresolved at the end of the quarter.
13(3) SEBI Listing Regulations 2015 21st July, 2016
2.  Compliance report on corporate governance
In respect of the listed entity having paid up equity share capital exceeding rupees ten crore and net worth exceeding rupees twenty five crore, as on the last day of the previous financial year.
27(2) SEBI Listing Regulations 2015 15th July, 2016
3.  Prior intimations about the meeting of the board of directors considering the quarterly and year-to-date financial results 29(1)(a) SEBI Listing Regulations 2015 at least two working days in advance, excluding the date of the intimation and date of the meeting
4.  Outcome of Board Meeting considering the financial results 30(6) SEBI Listing Regulations 2015 Within 30 minutes of the conclusion of the board meeting
5.  Statement showing holding of securities and shareholding pattern 31(1) SEBI Listing Regulations 2015 21st July, 2016
6.  Financial results:
The listed entity shall submit quarterly and year-to-date financial results to the stock exchange within forty-five days of end of quarter

The quarterly and year-to-date financial results may be either audited or unaudited.

Limited Review Report (If Company is publishing Un-audited Financial results).

33 SEBI Listing Regulations 2015 14th August, 2016

Advertisements in Newspapers:

a) notice of meeting of the board of directors where financial results shall be discussed

b) financial results, as specified in regulation 33, along-with the modified opinion(s) or reservation(s), if any, expressed by the auditor

c) statements of deviation(s) or variation(s) (Regulation 32)

47(1) SEBI Listing Regulations 2015

Simultaneously with the submission to the stock exchange(s).

Published within 48 hours of conclusion of Board Meeting.

8.  Reconciliation of Share Capital Audit (Formerly Known as Secretarial Audit Report) 55A SEBI (Depositories & Participants) Regulations, 1996 30th July, 2016

*for details check the link


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