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QUARTERLY/ HALF-YEARLY COMPLIANCES FOR LISTED ENTITIES AS PER SEBI(LODR) REGULATIONS, 2015

S.No. Regulation Compliance Due Date

As per SEBI (LODR) Regulations, 2015

1 27(2)

Corporate Governance Report

In respect of the listed entity having paid up equity share capital exceeding rupees ten crore and net worth exceeding rupees twenty-five crore, as on the last day of the previous financial year.

15th October, 2016
2 13(3)

Statement of Investor Complaints

Specifying the number of investor complaints pending at the beginning of the quarter, those received during the quarter, disposed of during the quarter and those remaining unresolved at the end of the quarter.

21st October, 2016
3 31 Shareholding Pattern 21st October, 2016
4 7(3)

Compliance Certificate -

Duly signed by both the compliance officer of the listed entity and the authorised representative of the share transfer agent.

30th October, 2016
5 40(9)

Certificate from Practicing Company Secretary on Share Transfer Audit

The listed entity shall ensure that the share transfer agent and/or the in-house share transfer facility, as the case may be, produces a certificate from a practicing company secretary within one month of the end of each half of the financial year, certifying that all certificates have been issued within thirty days of the date of lodgment for transfer, sub-division, consolidation, renewal, exchange or endorsement of calls/allotment monies"

30th October, 2016
6 33

Financial Results

The listed entity shall submit quarterly and year-to-date financial results to the stock exchange within forty-five days of end of quarter

14th November, 2016

As per SEBI (Depositories and Participants) Regulations, 1996

7 55A Reconciliation of Share Capital Audit Report 30th October, 2016

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