Training and Recruitment info - please reach 040- 4003 2244-47
+91 90 43 003 883 | [email protected] | Reach us

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015

Compliance Calendar for the quarter ended on 31st March, 2016

S. No Activities Regulations Acts / Regulations, etc. Compliance Due Date
1

Compliance Certificate certifying

maintenance of physical & electronic transfer facility

To submit a compliance certificate to the exchange, duly signed by both that is by the compliance officer of the listed entity and the authorized representative of the share transfer agent, wherever applicable

7(3) SEBI Listing Regulations 2015 30th April, 2016
2

Statement on Investor Complaints

Specifying the number of investor complaints pending at the beginning of the quarter, those received during the quarter, disposed of during the quarter and those remaining unresolved at the end of the quarter.

13(3) SEBI Listing Regulations 2015 21st April, 2016
3

Compliance report on corporate governance

In respect of the listed entity having paid up equity share capital exceeding rupees ten crore and net worth exceeding rupees twenty-five crore, as on the last day of the previous financial year.

27(2) SEBI Listing Regulations 2015 15th April, 2016
4 Prior intimation about the meeting of the board of directors considering the quarterly and year-to-date financial results 29(1)(a) SEBI Listing Regulations 2015 at least two working days in advance, excluding the date of the intimation and date of the meeting
5 Outcome of Board Meeting considering the financial results 30(6) SEBI Listing Regulations 2015 Within 30 minutes of the conclusion of the board meeting
6 Statement showing holding of securities and shareholding pattern 31(1) SEBI Listing Regulations 2015 21st April, 2016
7

Financial results:

The listed entity shall submit quarterly and year-to-date financial results to the stock exchange within forty-five days of end of quarter

The listed entity shall submit audited standalone financial results for the financial year, within sixty days from the end of the financial year along with the audit report and either Form A (for audit report with unmodified opinion) or Form B (for audit report with modified opinion): Provided that if the listed entity has subsidiaries, it shall, while submitting annual audited standalone financial results also submit annual audited consolidated financial results along with the audit report and either Form A (for audit report with unmodified opinion) or Form B (for audit report with modified opinion)

33 SEBI Listing Regulations 2015
15th May, 2016





30th May, 2016
8

Annual Report

The listed entity shall submit the annual report to the stock exchange within twenty-one working days of it being approved and adopted in the annual general meeting as per the provisions of the Companies Act, 2013. In case of top hundred listed entities based on market capitalization (calculated as on March 31 of every financial year), business responsibility report is required to include in Annual Report is compulsory as per prescribed Format. However in case of other than top 100 listed companies based on market capitalization and listed entities which have listed their specified securities on SME Exchange, may include these business responsibility reports on a voluntary basis.

34 SEBI Listing Regulations 2015 Within 21 working days of it being approved and adopted in the annual general meeting.
9

Certificate from

Practicing Company Secretary

The listed entity shall ensure that the share transfer agent and/or the in-house share transfer facility, as the case may be, produces a certificate from a practicing company secretary within one month of the end of each half of the financial year, certifying that all certificates have been issued within thirty days of the date of lodgment for transfer, sub-division, consolidation, renewal, exchange or endorsement of calls/allotment monies"

40(9) SEBI Listing Regulations 2015 30th April, 2016
10

Advertisements in Newspapers:

a) notice of meeting of the board of directors where financial results shall be discussed

b) financial results, as specified in regulation 33, along-with the modified opinion(s) or reservation(s), if any, expressed by the auditor:

c) statements of deviation(s) or variation(s) (Regulation 32)

47(1) SEBI Listing Regulations 2015

Simultaneously with the submission to the stock exchange(s).

Published within 48 hours of conclusion of Board Meeting.

Simultaneously with the submission to the stock exchange(s).

11 Reconciliation of Share Capital Audit (Formerly Known as Secretarial Audit Report) 55A SEBI (Depositories & Participants) Regulations, 1996 30th April, 2016
12

Takeover Disclosures

Every person, who together with persons acting in concert with him, holds shares or voting rights entitling him to exercise twenty-five per cent or more of the voting rights in a target company, shall disclose their aggregate shareholding and voting rights as of the thirty-first day of March, in such target company in such form as may be specified.

The promoter of every target company shall together with persons acting in concert with him, disclose their aggregate shareholding and voting rights as of the thirty-first day of March, in such target company in such form as may be specified.

30(1)&30(2) SEBI Takeover Regulations 2011 7th April, 2016

*for details check the link http://www.sebi.gov.in/cms/sebi_data/attachdocs/1441284401427.pdf

Contributors:

  • By admin  0 Comments   

    0 Comments

    Leave a Reply

    Your email address will not be published. Required fields are marked *