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ANNEXURE – II:SHAREDHOLDING PATTERN

Shareholding Pattern
_______________________ Limited

Scrip Code:                                                                                                                                Quarter Ended: March, 2014
Date Begin: 1st January, 2014  Date End          : 31st March, 2014

 

Table (I)(a)                                       Statement Showing Shareholding Pattern

Cat. Code

Category of Shareholder

No.of Shares holders

Total No. of Shares

No.of shares held in dematerialized form

Total Shareholding as a % of total no.of shares

Shares pledged or otherwise encumbered

As a % of (A+B)1

As a % of (A+B+C)

No.of Shares

As a %

 (I)

(II)

(III)

(IV)

(V)

(VI)

(VII)

(VIII)

IX)=(VIII)(IV)*100

(A)

Shareholding of Promoter and Promoter Group2

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

Indian

 

 

 

 

 

 

 

a.

Individuals/Hindu Undivided Family*

 

 

 

 

 

 

 

b.

Central Government/State Government(s)

 

 

 

 

 

 

 

c.

Bodies Corporate

 

 

 

 

 

 

 

d.

Financial Institutions/Banks

 

 

 

 

 

 

 

e.

Any Others (Specify) :-

 

 

 

 

 

 

 

(e-i)

 

 

 

 

 

 

 

 

(e-ii)

 

 

 

 

 

 

 

 

 

Sub Total (A)(1)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

Foreign

 

 

 

 

 

 

 

a.

Individuals (Non Resident

Individuals/Foreign
Individuals)

 

 

 

 

 

 

 

b.

Bodies Corporate

 

 

 

 

 

 

 

c.

Institutions

 

 

 

 

 

 

 

 

Others:-

 

 

 

 

 

 

 

d.

Qualified Foreign Investor

 

 

 

 

 

 

 

e.

Any Others (Specify) :-

 

 

 

 

 

 

 

e-i

 

 

 

 

 

 

 

 

e-ii

 

 

 

 

 

 

 

 

 

Sub Total (A)(2)

 

 

 

 

 

 

 

 

Total Shareholding of Promoter.

 

 

 

 

 

 

 

(B)

Public Shareholding

 

 

 

 

 

NA

NA

1

Institutions

 

 

 

 

 

NA

NA

a.

Mutual Funds / UTI

 

 

 

 

 

 

 

b.

Financial Institutions / Banks

 

 

 

 

 

 

 

c.

Central Government / State Governments (s)

 

 

 

 

 

 

 

d.

Venture Capital Funds

 

 

 

 

 

 

 

e.

Insurance Companies

 

 

 

 

 

 

 

f.

Foreign Institutional Investors

 

 

 

 

 

 

 

g.

Foreign Venture Capital Investors

 

 

 

 

 

 

 

h.

Qualified Foreign Investor

 

 

 

 

 

 

 

i.

Any Other (specify)

 

 

 

 

 

 

 

(i-ii)

 

 

 

 

 

 

 

 

(i-ii)

 

 

 

 

 

 

 

 

 

Sub Total (B)(1)

 

 

 

 

 

 

 

B2

Non-Institutions

 

 

 

 

 

NA

NA

a.

Bodies Corporate

 

 

 

 

 

 

 

b.

Individuals

 

 

 

 

 

 

 

I

Individual shareholders holding nominal share capital up to Rs. 1 Lakh.

 

 

 

 

 

 

 

II

Individual shareholders holding nominal share capital in excess of Rs. 1 lakh

 

 

 

 

 

 

 

c.

Qualified Foreign Investor

 

 

 

 

 

 

 

d.

Any Other (specify)

 

 

 

 

 

 

 

(d-i)

 

 

 

 

 

 

 

 

(d-ii)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sub-Total (B)(2)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(B)

Total Public Shareholding (B)= (B)(1)+(B)(2)

 

 

 

 

 

NA

NA

 

 

 

 

 

 

 

 

 

 

TOTAL (A)+(B)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(C )

Shares  held  by Custodians and against     which Depository Receipts have been issued

 

 

 

NA

 

NA

NA

1

Promoter and Promoter Group

 

 

 

 

 

 

 

2

Public

 

 

 

 

 

 

 

 

Sub-Total (C )

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

GRAND TOTAL (A)+(B)+(C)

 

 

 

NA

 

 

 

Notes:

1 For determining public shareholding for the purpose of Clause 40A

2 For definitions of “Promoter” and “Promoter Group", refer to Clause 40A

NA – Not applicable


Introductory sub-table (I)(a)

Name of the Company:

Scrip Code, Name of the scrip, class of security:

Quarter ended:

 

Partly paid-up shares:-

No. of partly paid-up shares

As a %  of total  no. of  partly  paid-up shares

As  a % of  total  no. of  shares  of  the company

 

 

 

 

Held  by promoter/promoter group

 

 

 

Held by public

 

 

 

 

 

 

 

Total

 

 

 

 

Outstanding convertible securities:-

No. of outstanding securities

As a % of  total no. of  outstanding convertible securities

As  a %  of  total  no. of  shares  of  the company, assuming full conversion  of the  convertible securities

 

Held  by promoter/promoter group

 

 

 

Held by public

 

 

 

 

 

 

 

Total

 

 

 

 

Warrants:-

No. of warrants

As  a  %  of  total  no.

As  a %  of  total no. of  shares  of  the company, assuming full  conversion of warrants

 

 

 

 

Held by promoter/promoter group

 

 

 

Held by public

 

 

 

 

 

 

 

Total

 

 

 

 

Total  paid-up  capital of  the  company, assuming  full
conversion  of warrants  and
convertible securities

 

 

 

Promoter & Promoter Group (I)(b)

Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category “Promoter and Promoter Group”

Sr. No.

Name of the shareholder

Details of Shares held

Encumbered shares (*)

Details of warrants

Details of convertible

Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital

Number of shares held

As a % of grand total         (A) +(B) +( C )

No

As a %

As a % of grand total (A)+(B)+(C) of sub-clause (I)(a )

Number of
warrants
held

As a %
total
number of
warrants
of the
same
class

Number of
convertible
securities
held

As a %
total
number of
convertible
securities
of the same
class

1

 

 

 

 

 

 

 

 

 

 

 

2

 

 

 

 

 

 

 

 

 

 

 

3

 

 

 

 

 

 

 

 

 

 

 

4

 

 

 

 

 

 

 

 

 

 

 

5

 

 

 

 

 

 

 

 

 

 

 

6

 

 

 

 

 

 

 

 

 

 

 

7

 

 

 

 

 

 

 

 

 

 

 

8

 

 

 

 

 

 

 

 

 

 

 

9

 

 

 

 

 

 

 

 

 

 

 

10

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

TOTAL

 

 

 

 

 

 

 

 

 

 

 

(*) The term “encumbrance” has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011


    

 

 

       Public (I)(c)(i).

 

Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to
the category “Public” and holding more than 1% of the total number of shares

Sr. No.

Name(s) of the
shareholder(s)
and
the Persons
Acting in
Concert (PAC)
with
them

Number
Of shares

Shares as a
percentage of
total number
of shares
{i.e., Grand
Total
(A)+(B)+(C)
indicated in
Statement at
para (I)(a)
above}

Details of warrants

Details ofconvertible
securities

Total shares
(including
underlying
shares
assuming full
conversion of
warrants and
convertible
securities) as a
% of diluted
share capital

Number of
warrants

As a % total
number of
warrants of
the
same class

Number of
convertible
securities
held

% w.r.t
total
number of
convertible
securities
of the same
class

1

 

 

 

 

 

 

 

 

2

 

 

 

 

 

 

 

 

3

 

 

 

 

 

 

 

 

4

 

 

 

 

 

 

 

 

5

 

 

 

 

 

 

 

 

6

 

 

 

 

 

 

 

 

7

 

 

 

 

 

 

 

 

8

 

 

 

 

 

 

 

 

9

 

 

 

 

 

 

 

 

10

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

TOTAL

 

 

 

 

 

 

 

 

     Public (I)(c)(ii) 
          


Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category “Public” and holding more than 5% of the total number of shares of the company

Sr. No.

Name(s) of the
shareholder(s)
and
the Persons
Acting in
Concert (PAC)
with
them

Number
of shares

Shares as a
percentage of
total number
of shares
{i.e., Grand
Total
(A)+(B)+(C)
indicated in
Statement at
para (I)(a)
above}

Details of warrants

Details of convertible
securities

Total shares
(including
underlying
shares
assuming full
conversion of
warrants and
convertible
securities) as a
% of diluted
share capital

Number of
warrants

As a % total
number of
warrants of
the
same class

Number of
convertible
securities
held

% w.r.t
total
number of
convertible
securities
of the same
class

1

 

 

 

 

 

 

 

 

2

 

 

 

 

 

 

 

 

3

 

 

 

 

 

 

 

 

4

 

 

 

 

 

 

 

 

5

 

 

 

 

 

 

 

 

6

 

 

 

 

 

 

 

 

7

 

 

 

 

 

 

 

 

8

 

 

 

 

 

 

 

 

9

 

 

 

 

 

 

 

 

10

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

TOTAL

 

 

 

 

 

 

 

 

Locked –in Shares (I)(d)  Statement showing details of locked-in shares

 

Sr. No.

 

Name of the shareholder

 

Number of locked-in shares

Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}

1

 

 

 

2

 

 

 

3

 

 

 

4

 

 

 

5

 

 

 

6

 

 

 

7

 

 

 

8

 

 

 

9

 

 

 

10

 

 

 

 

 

 

 

TOTAL

 

 

 

      Depository Receipts (DRs) II (a)


Statement showing details of Depository Receipts (DRs)

 

Sr. No.

 

Type of outstanding DR (ADRs, GDRs, SDRs, etc.)

 

Number of outstanding

Number of shares underlying outstanding DRs

Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}

1

 

 

 

 

2

 

 

 

 

3

 

 

 

 

4

 

 

 

 

5

 

 

 

 

6

 

 

 

 

7

 

 

 

 

8

 

 

 

 

9

 

 

 

 

10

 

 

 

 

 

 

 

 

 

TOTAL

 

 

 

 


    Depository Receipts Holding (II)(b)


Statement showing holding of Depository Receipts (DRs), where underlying shares held by "promoter/promoter group" are in excess of 1% of the total number of shares

 

Sr. No.

 

Type of outstanding DR (ADRs, GDRs, SDRs, etc.)

 

Number of outstanding

Number of shares underlying outstanding DRs

Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}

1

 

 

 

 

2

 

 

 

 

3

 

 

 

 

4

 

 

 

 

5

 

 

 

 

6

 

 

 

 

7

 

 

 

 

8

 

 

 

 

9

 

 

 

 

10

 

 

 

 

 

 

 

 

 

TOTAL

 

 

 

 

                                   
(III)(a)  Statement showing the voting pattern of shareholders, if more than one class of shares/securities
is issued by the issuer.  (Give description of voting rights for each class of security

Class X:
Class Y:
Class Z:)

 

Cat
eg
ory

 

(I)

 

Category of
Shareholder

 

(II)

 

Number of Voting Rights
held in each class of
securities

Total
Voting
Rights
(III+IV+V)

 

        (VI)

Total Voting rights
i.e. (VI)

Class
X

(III)

Class
Y

(IV)

Class Z

 

(V)

As a %
(A+B)

 

(VII)

As a %
(A+B+C)

(VIII)

(A)

Promoter and
Promoter Group

 

 

 

(1)

Indian

 

 

 

(a)

Individuals/ Hindu
Undivided Family

 

 

 

(b)

Central Government/
State Government(s)

 

 

 

(c)

Bodies Corporate

 

 

 

(d)

Financial Institutions/
Banks

 

 

 

(e)

Any Other
(specify)

 

 

 

 

Sub-Total (A)(1)

 

 

 

(2)

Foreign

 

 

 

(a)

Individuals (Non-
Resident Individuals/
Foreign Individuals)

 

 

 

(b)

Bodies Corporate

 

 

 

(C )

Institutions

 

 

 

(d)

Any Other
(specify)

 

 

 

 

Sub-Total (A)(2)

 

 

 

 

Total Shareholding
of Promoter and
Promoter Group
(A)= (A)(1)+(A)(2)

 

 

 

(B)

Public shareholding

 

 

 

(1)

Institutions

 

 

 

(a)

Mutual Funds/ UTI

 

 

 

(b)

Financial Institutions/
Banks

 

 

 

(c )

Central Government/
State Government(s)

 

 

 

(d)

Venture Capital
Funds

 

 

 

(e)

Insurance
Companies

 

 

 

(f)

Foreign Institutional
Investors

 

 

 

(g)

Foreign Venture
Capital Investors

 

 

 

(h)

Any Other
(specify)

 

 

 

 

Sub-Total (B)(1)

 

 

 

(2)

Non-institutions

 

 

 

(a)

Bodies Corporate

 

 

 

 

 

(b)

Individuals -
i. Individual
shareholders
holding nominal
share capital up to
Rs. 1 lakh.
ii. Individual
shareholders holding
nominal share capital
in excess of Rs. 1
lakh.

 

 

 

(c )

Any Other
(specify)

 

 

 

 

Sub-Total (B)(2)

 

 

 

 

Total Public
Shareholding (B)=
(B)(1)+(B)(2)

 

 

 

 

TOTAL (A)+(B)

 

 

 

 

Shares held by
Custodians and
against which
Depository Receipts
have been issued

 

 

 

 

GRAND TOTAL
(A)+(B)+(C)

 

 

 

  
For ________________________Limited


 

                                                                                  (___________)

Date: ______________

         Company Secretary/ Managing Director

 

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